Agreement on Asset Managers and Asset Management Service Enterprises
资产管理人及资产管理服务企业协议
ຂໍ້ຕົກລົງວ່າດ້ວຍ ຜູ້ຄວບຄຸມຊັບສິນ ແລະ ວິສາຫະກິດໃຫ້ບໍລິການຄວບຄຸມຊັບສິນ
Summary
This regulation governs the qualification and licensing procedures for asset managers and asset management service enterprises, focusing on specifying entry conditions, training requirements, and application processes for individuals and enterprises.
Articles
Article ມາດຕາ 1
Article 2 Asset Manager and Asset Management Service Enterprise
Asset manager means a person licensed to professionally engage in controlling, managing and/or administering the assets of debtor enterprises and liquidating.
Asset management service enterprise means an enterprise that meets the conditions and is licensed to provide asset management services.
Article ມາດຕາ 2
Article 2 Scope of Application
This agreement applies to asset managers and asset management service enterprises.
Article ມາດຕາ 3
Article 4 Standards and Conditions of Asset Manager
A person who will be an asset manager must have the following standards and conditions:
1. Have a bachelor's degree or higher in law, accounting, auditing, or business administration, and have worked in such field for at least three years;
2. Have completed professional training in asset management;
3. Not be an active civil servant, military personnel, or police officer;
4. Have never been disciplined to be dismissed from public service or been sentenced by a court to deprivation of liberty due to intentional wrongdoing;
5. Be in good health.
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